Name: nasd arbitration solution: five black belt principles to protect and grow your financial services practice
Price: 36.76 EUR
Availability: InStock
Author: thomas j. hine, john k. brubaker
ISBN: 9780470126325

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portada nasd arbitration solution: five black belt principles to protect and grow your financial services practice

nasd arbitration solution: five black belt principles to protect and grow your financial services practice

Type

Physical Book

Publisher

wiley

Author

thomas j. hine, john k. brubaker

Pages

336.00

ISBN

0470126329

ISBN13

9780470126325

Synopsis "nasd arbitration solution: five black belt principles to protect and grow your financial services practice"

the star chamber was part of english law in the 1400s which was a much feared proceedings where a council usually found clients guilty and faced severe punishments. according to hine and brubaker the current nasd arbitration process is as unfriendly as the star chamber. the arbitration process--to handle investor complaints and disputes--can take two or more years and result in multimillion dollar settlements. with more investor complaint proceedings, this book will offer a guide for registered reps to win in arbitration cases. based on the author ` s own experience, this book will use martial arts to teach the authors key compliance principles and show how the nasd arbitration and dispute resolution process works.